<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Publishing DTD v1.3 20210610//EN" "JATS-journalpublishing1-3.dtd">
<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="ru"><front><journal-meta><journal-id journal-id-type="publisher-id">ntv</journal-id><journal-title-group><journal-title xml:lang="ru">Научно-технический вестник информационных технологий, механики и оптики</journal-title><trans-title-group xml:lang="en"><trans-title>Scientific and Technical Journal of Information Technologies, Mechanics and Optics</trans-title></trans-title-group></journal-title-group><issn pub-type="ppub">2226-1494</issn><issn pub-type="epub">2500-0373</issn><publisher><publisher-name>Университет ИТМО</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.17586/2226-1494-2022-22-3-472-479</article-id><article-id custom-type="elpub" pub-id-type="custom">ntv-242</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>АВТОМАТИЧЕСКОЕ УПРАВЛЕНИЕ И РОБОТОТЕХНИКА</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>AUTOMATIC CONTROL AND ROBOTICS</subject></subj-group></article-categories><title-group><article-title>Адаптивное управление нелинейным объектом с несогласованными параметрическими неопределенностями и ограничением на входное воздействие</article-title><trans-title-group xml:lang="en"><trans-title>Adaptive control of nonlinear plant with unmatched parametric uncertainties and input saturation</trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0002-9461-8180</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Пашенко</surname><given-names>А. В.</given-names></name><name name-style="western" xml:lang="en"><surname>Pashenko</surname><given-names>A. V.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Пашенко Артем Витальевич — инженер</p><p>Санкт-Петербург, 197101</p><p>sc 57215657771</p></bio><bio xml:lang="en"><p>Artem V. Pashenko — Engineer</p><p>Saint Petersburg, 197101</p><p>sc 57215657771</p></bio><email xlink:type="simple">ar.vi.pashenko@gmail.com</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0001-8306-4138</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Герасимов</surname><given-names>Д. Н.</given-names></name><name name-style="western" xml:lang="en"><surname>Gerasimov</surname><given-names>D. N.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Герасимов Дмитрий Николаевич — кандидат технических наук, доцент</p><p>Санкт-Петербург, 197101</p><p>sc 36637147000</p></bio><bio xml:lang="en"><p>Dmitry N. Gerasimov — PhD, Associate Professor</p><p>Saint Petersburg, 197101</p><p>sc 36637147000</p></bio><email xlink:type="simple">dngerasimov@itmo.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0002-6355-0670</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Парамонов</surname><given-names>А. В.</given-names></name><name name-style="western" xml:lang="en"><surname>Paramonov</surname><given-names>A. V.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Парамонов Алексей Владимирович — кандидат технических наук, ассистент</p><p>Санкт-Петербург, 197101</p><p>sc 57188966696</p></bio><bio xml:lang="en"><p>Aleksei V. Paramonov — PhD, Assistant</p><p>Saint Petersburg, 197101</p><p>sc 57188966696</p></bio><email xlink:type="simple">avparamonov@itmo.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-4860-5407</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Никифоров</surname><given-names>В. О.</given-names></name><name name-style="western" xml:lang="en"><surname>Nikiforov</surname><given-names>V. O.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Никифоров Владимир Олегович — доктор технических наук, профессор, проректор по научной работе</p><p>Санкт-Петербург, 197101</p><p>sc 7103218872</p></bio><bio xml:lang="en"><p>Vladimir O. Nikiforov — D. Sc., Professor, Vice-Rector for Research</p><p>Saint Petersburg, 197101</p><p>sc 7103218872</p></bio><email xlink:type="simple">nikiforov_vo@itmo.ru</email><xref ref-type="aff" rid="aff-1"/></contrib></contrib-group><aff-alternatives id="aff-1"><aff xml:lang="ru"><institution>Университет ИТМО</institution><country>Россия</country></aff><aff xml:lang="en"><institution>ITMO University</institution><country>Russian Federation</country></aff></aff-alternatives><pub-date pub-type="collection"><year>2022</year></pub-date><pub-date pub-type="epub"><day>16</day><month>12</month><year>2024</year></pub-date><volume>22</volume><issue>3</issue><fpage>472</fpage><lpage>479</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Пашенко А.В., Герасимов Д.Н., Парамонов А.В., Никифоров В.О., 2024</copyright-statement><copyright-year>2024</copyright-year><copyright-holder xml:lang="ru">Пашенко А.В., Герасимов Д.Н., Парамонов А.В., Никифоров В.О.</copyright-holder><copyright-holder xml:lang="en">Pashenko A.V., Gerasimov D.N., Paramonov A.V., Nikiforov V.O.</copyright-holder><license xml:lang="ru" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>Данная работа распространяется под лицензией Creative Commons Attribution 4.0.</license-p></license><license xml:lang="en" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://ntv.elpub.ru/jour/article/view/242">https://ntv.elpub.ru/jour/article/view/242</self-uri><abstract><sec><title>Предмет исследования</title><p>Предмет исследования. Рассмотрена задача адаптивного управления параметрически неопределенным нелинейным объектом, представленным в параметризованной форме с несогласованными неопределенностями и ограничением на величину входного воздействия.</p></sec><sec><title>Метод</title><p>Метод. Решение задачи основано на использовании процедуры адаптивного бэкстеппинга, виртуальные управления в которой зависят от старших производных настраиваемых параметров, рассчитанных с помощью алгоритма адаптации с улучшенной параметрической сходимостью. Выполнен аналитический синтез управления с компенсацией влияния ограничений на управление с применением специального фильтра.</p></sec><sec><title>Основные результаты</title><p>Основные результаты. Представленный подход позволяет синтезировать адаптивный регулятор для обеспечения ограниченности всех сигналов в замкнутой системе и слежения за задающим сигналом. Приведенные результаты моделирования в среде MATLAB/Simulink продемонстрировали работу подхода и ускорение параметрической настройки при повышении коэффициента адаптации.</p></sec><sec><title>Практическая значимость</title><p>Практическая значимость. Рассмотренный класс объектов описывает широкий спектр систем, таких как манипуляционные роботы, технологические процессы на производстве, электромагнитные системы с эффектом левитации, химические процессы и др. Предложенный алгоритм управления учитывает естественные в практических приложениях ограничения на входное воздействие и существенно снижает влияние скорости настройки параметров регулятора на переходные процессы системы управления.</p></sec></abstract><trans-abstract xml:lang="en"><p>The problem of adaptive control of a parametrically uncertain nonlinear plant presented in a state-feedback form with unmatched uncertainties and input constraint is considered. The solution is based on adaptive backstepping procedure, in which the virtual controls includes the high-order time derivatives of adjustable parameters calculated with the use of an adaptation algorithm with improved parametric convergence. Analytical design of control with compensation for the influence of input constraints is performed using of a special filter. The approach presented in this paper allows one to design an adaptive controller that ensures the boundedness for all signals in the closed-loop system and provides tracking of the reference signal. Simulation results presented in the MATLAB/Simulink environment illustrate the performance of the presented approach and the acceleration of parametric convergence with an increase of the adaptation coefficient. The plant considered in this work describes a wide class of systems, such as various manipulation robots, technological processes, electromagnetic levitation systems, chemical processes, etc. The proposed control algorithm considers natural for practical applications input constraints and significantly reduces the influence of the regulator parameters tuning speed on the control system transient processes.</p></trans-abstract><kwd-group xml:lang="ru"><kwd>адаптивное управление</kwd><kwd>бэкстеппинг</kwd><kwd>нелинейный объект</kwd><kwd>ограничение на управление</kwd><kwd>улучшенная параметрическая настройка</kwd></kwd-group><kwd-group xml:lang="en"><kwd>adaptive control</kwd><kwd>backstepping</kwd><kwd>nonlinear object</kwd><kwd>input saturation</kwd><kwd>input constraint</kwd><kwd>improved parametric tuning</kwd></kwd-group><funding-group><funding-statement xml:lang="ru">Исследование выполнено при финансовой поддержке РФФИ в рамках научного проекта № 20-31-90103.</funding-statement><funding-statement xml:lang="en">The reported study was funded by RFBR according to the research project № 20-31-90103.</funding-statement></funding-group></article-meta></front><back><ref-list><title>References</title><ref id="cit1"><label>1</label><citation-alternatives><mixed-citation xml:lang="ru">Kanellakopoulos I., Kokotović P.V., Morse A.S. Systematic design of adaptive controllers for feedback linearizable systems // IEEE Transactions on Automatic Control. 1991. V. 36. N 11. P. 1241–1253. https://doi.org/10.23919/ACC.1991.4791451</mixed-citation><mixed-citation xml:lang="en">Kanellakopoulos I., Kokotovic P.V., Morse A.S. Systematic design of adaptive controllers for feedback linearizable systems. IEEE Transactions on Automatic Control, 1991, vol. 36, no. 11, pp. 1241–1253. https://doi.org/10.23919/ACC.1991.4791451</mixed-citation></citation-alternatives></ref><ref id="cit2"><label>2</label><citation-alternatives><mixed-citation xml:lang="ru">Krstić M., Kanellakopoulos I., Kokotović P.V. Adaptive nonlinear control without overparametrization // Systems &amp; Control Letters. 1992. V. 19. N 3. P. 177–185. https://doi.org/10.1016/0167-6911(92)90111-5</mixed-citation><mixed-citation xml:lang="en">Krstić M., Kanellakopoulos I., Kokotović P.V. Adaptive nonlinear control without overparametrization. Systems &amp; Control Letters, 1992, vol. 19, no. 3, pp. 177–185. https://doi.org/10.1016/0167-6911(92)90111-5</mixed-citation></citation-alternatives></ref><ref id="cit3"><label>3</label><citation-alternatives><mixed-citation xml:lang="ru">Krstic M., Kanellakopoulos I., Kokotovic P.V. Nonlinear and Adaptive Control Design. John Wiley &amp; Sons, Inc., 1995. 563 p.</mixed-citation><mixed-citation xml:lang="en">Krstic M., Kanellakopoulos I., Kokotovic P.V. Nonlinear and Adaptive Control Design. John Wiley &amp; Sons, Inc., 1995, 563 p.</mixed-citation></citation-alternatives></ref><ref id="cit4"><label>4</label><citation-alternatives><mixed-citation xml:lang="ru">Nikiforov V.O., Voronov K.V. Adaptive backstepping with a highorder tuner // Automatica. 2001. V. 37. N 12. P. 1953–1960. https:// doi.org/10.1016/S0005-1098(01)00171-6</mixed-citation><mixed-citation xml:lang="en">Nikiforov V.O., Voronov K.V. Adaptive backstepping with a highorder tuner. Automatica, 2001, vol. 37, no. 12, pp. 1953–1960. https://doi.org/10.1016/S0005-1098(01)00171-6</mixed-citation></citation-alternatives></ref><ref id="cit5"><label>5</label><citation-alternatives><mixed-citation xml:lang="ru">Morse A.S. High-order parameter tuners for the adaptive control of linear and nonlinear systems // Systems, Models and Feedback: Theory and Applications. 1992. P. 339–364. https://doi.org/10.1007/978-1-4757-2204-8_23</mixed-citation><mixed-citation xml:lang="en">Morse A.S. High-order parameter tuners for the adaptive control of linear and nonlinear systems. Systems, Models and Feedback: Theory and Applications, 1992, pp. 339–364. https://doi.org/10.1007/978-1-4757-2204-8_23</mixed-citation></citation-alternatives></ref><ref id="cit6"><label>6</label><citation-alternatives><mixed-citation xml:lang="ru">Ortega R. On Morse’s new adaptive controller: parameter convergence and transient performance // IEEE Transactions on Automatic Control. 1993. V. 38. N 8. P. 1191–1202. https://doi.org/10.1109/9.233152</mixed-citation><mixed-citation xml:lang="en">Ortega R. On Morse’s new adaptive controller: parameter convergence and transient performance. IEEE Transactions on Automatic Control, 1993, vol. 38, no. 8, pp. 1191–1202. https://doi.org/10.1109/9.233152</mixed-citation></citation-alternatives></ref><ref id="cit7"><label>7</label><citation-alternatives><mixed-citation xml:lang="ru">Gerasimov D.N., Pashenko A.V., Nikiforov V.O. Improved adaptive servotracking for a class of nonlinear plants with unmatched uncertainties // IFAC-PapersOnLine. 2020. V. 53. N 2. P. 3835–3840. https://doi.org/10.1016/j.ifacol.2020.12.2074</mixed-citation><mixed-citation xml:lang="en">Gerasimov D.N., Pashenko A.V., Nikiforov V.O. Improved adaptive servotracking for a class of nonlinear plants with unmatched uncertainties. IFAC-PapersOnLine, 2020, vol. 53, no. 2, pp. 3835–3840. https://doi.org/10.1016/j.ifacol.2020.12.2074</mixed-citation></citation-alternatives></ref><ref id="cit8"><label>8</label><citation-alternatives><mixed-citation xml:lang="ru">Gerasimov D.N., Pashenko A.V., Nikiforov V.O. Improved adaptive compensation of unmatched multisinusoidal disturbances in uncertain nonlinear plants // Proc. of the American Control Conference (ACC 2020). 2020. P. 626–632. https://doi.org/10.23919/ACC45564.2020.9147356</mixed-citation><mixed-citation xml:lang="en">Gerasimov D.N., Pashenko A.V., Nikiforov V.O. Improved adaptive compensation of unmatched multisinusoidal disturbances in uncertain nonlinear plants. Proc. of the American Control Conference (ACC 2020), 2020, pp. 626–632. https://doi.org/10.23919/ACC45564.2020.9147356</mixed-citation></citation-alternatives></ref><ref id="cit9"><label>9</label><citation-alternatives><mixed-citation xml:lang="ru">Nikiforov V.O., Gerasimov D., Pashenko A. Modular adaptive backstepping design with a high-order tuner // IEEE Transactions on Automatic Control. 2022. V. 67. N 5. P. 2663–2668 https://doi.org/10.1109/TAC.2021.3091442</mixed-citation><mixed-citation xml:lang="en">Nikiforov V.O., Gerasimov D., Pashenko A. Modular adaptive backstepping design with a high-order tuner. IEEE Transactions on Automatic Control, 2022, vol. 67, no. 5, pp. 2663–2668 https://doi.org/10.1109/TAC.2021.3091442</mixed-citation></citation-alternatives></ref><ref id="cit10"><label>10</label><citation-alternatives><mixed-citation xml:lang="ru">Kreisselmeier G. Adaptive observers with exponential rate of convergence // IEEE Transactions on Automatic Control. 1977. V. 22. N 1. P. 2–8. https://doi.org/10.1109/TAC.1977.1101401</mixed-citation><mixed-citation xml:lang="en">Kreisselmeier G. Adaptive observers with exponential rate of convergence. IEEE Transactions on Automatic Control, 1977, vol. 22, no. 1, pp. 2–8. https://doi.org/10.1109/TAC.1977.1101401</mixed-citation></citation-alternatives></ref><ref id="cit11"><label>11</label><citation-alternatives><mixed-citation xml:lang="ru">Wen C., Zhou J., Liu Z., Su H. Robust adaptive control of uncertain nonlinear systems in the presence of input saturation and external disturbance // IEEE Transactions on Automatic Control. 2011. V. 56. N 7. P. 1672–1678. https://doi.org/10.1109/TAC.2011.2122730</mixed-citation><mixed-citation xml:lang="en">Wen C., Zhou J., Liu Z., Su H. Robust adaptive control of uncertain nonlinear systems in the presence of input saturation and external disturbance. IEEE Transactions on Automatic Control, 2011, vol. 56, no. 7, pp. 1672–1678. https://doi.org/10.1109/TAC.2011.2122730</mixed-citation></citation-alternatives></ref><ref id="cit12"><label>12</label><citation-alternatives><mixed-citation xml:lang="ru">Gao Y.-F., Sun X.-M., Wen C., Wang W. Adaptive tracking control for a class of stochastic uncertain nonlinear systems with input saturation // IEEE Transactions on Automatic Control. 2017. V. 62. N 5. P. 2498–2504. https://doi.org/10.1109/TAC.2016.2600340</mixed-citation><mixed-citation xml:lang="en">Gao Y.-F., Sun X.-M., Wen C., Wang W. Adaptive tracking control for a class of stochastic uncertain nonlinear systems with input saturation. IEEE Transactions on Automatic Control, 2017, vol. 62, no. 5, pp. 2498–2504. https://doi.org/10.1109/TAC.2016.2600340</mixed-citation></citation-alternatives></ref><ref id="cit13"><label>13</label><citation-alternatives><mixed-citation xml:lang="ru">Min H., Xu S., Ma Q., Zhang B., Zhang Z. Composite-observer-based output-feedback control for nonlinear time-delay systems with input saturation and its application // IEEE Transactions on Industrial Electronics. 2018. V. 65. N 7. P. 5856–5863. https://doi.org/10.1109/TIE.2017.2784347</mixed-citation><mixed-citation xml:lang="en">Min H., Xu S., Ma Q., Zhang B., Zhang Z. Composite-observer-based output-feedback control for nonlinear time-delay systems with input saturation and its application. IEEE Transactions on Industrial Electronics, 2018, vol. 65, no. 7, pp. 5856–5863. https://doi.org/10.1109/TIE.2017.2784347</mixed-citation></citation-alternatives></ref><ref id="cit14"><label>14</label><citation-alternatives><mixed-citation xml:lang="ru">Zhou J., Wen C. Adaptive Backstepping Control of Uncertain Systems: Nonsmooth Nonlinearities, Interactions or Time-Variations. Springer, 2008. 241 p. https://doi.org/10.1007/978-3-540-77807-3</mixed-citation><mixed-citation xml:lang="en">Zhou J., Wen C. Adaptive Backstepping Control of Uncertain Systems: Nonsmooth Nonlinearities, Interactions or Time-Variations. Springer, 2008, 241 p. https://doi.org/10.1007/978-3-540-77807-3</mixed-citation></citation-alternatives></ref><ref id="cit15"><label>15</label><citation-alternatives><mixed-citation xml:lang="ru">Gerasimov D., Nikiforov V. On key properties of the Lion’s and Kreisselmeier’s adaptation algorithms // International Journal of Adaptive Control and Signal Processing. 2021. in press. https://doi.org/10.1002/acs.3311</mixed-citation><mixed-citation xml:lang="en">Gerasimov D., Nikiforov V. On key properties of the Lion’s and Kreisselmeier’s adaptation algorithms. International Journal of Adaptive Control and Signal Processing, 2021, in press. https://doi.org/10.1002/acs.3311</mixed-citation></citation-alternatives></ref><ref id="cit16"><label>16</label><citation-alternatives><mixed-citation xml:lang="ru">Kaczorek T. Externally and internally positive time-varying linear systems // Proc. of the 2002 American Control Conference. 2002. V. 6. P. 4638–4641. https://doi.org/10.1109/ACC.2002.1025386</mixed-citation><mixed-citation xml:lang="en">Kaczorek T. Externally and internally positive time-varying linear systems. Proc. of the 2002 American Control Conference, 2002, vol. 6, pp. 4638–4641. https://doi.org/10.1109/ACC.2002.1025386</mixed-citation></citation-alternatives></ref><ref id="cit17"><label>17</label><citation-alternatives><mixed-citation xml:lang="ru">Kaczorek T., Sajewski L. The Realization Problem for Positive and Fractional Systems. Springer International Publishing, 2014. 590 p. https://doi.org/10.1007/978-3-319-04834-5</mixed-citation><mixed-citation xml:lang="en">Kaczorek T., Sajewski L. The Realization Problem for Positive and Fractional Systems. Springer International Publishing, 2014, 590 p. https://doi.org/10.1007/978-3-319-04834-5</mixed-citation></citation-alternatives></ref><ref id="cit18"><label>18</label><citation-alternatives><mixed-citation xml:lang="ru">Ortega R., Nikiforov V., Gerasimov D. On modified parameter estimators for identification and adaptive control. A unified framework and some new schemes // Annual Reviews in Control. 2020. V. 50. P. 278–293. https://doi.org/10.1016/j.arcontrol.2020.06.002</mixed-citation><mixed-citation xml:lang="en">Ortega R., Nikiforov V., Gerasimov D. On modified parameter estimators for identification and adaptive control. A unified framework and some new schemes. Annual Reviews in Control, 2020, vol. 50, pp. 278–293. https://doi.org/10.1016/j.arcontrol.2020.06.002</mixed-citation></citation-alternatives></ref><ref id="cit19"><label>19</label><citation-alternatives><mixed-citation xml:lang="ru">Nikiforov V.O., Gerasimov D.N. Adaptive Regulation: Reference Tracking and Disturbance Rejection. Springer-Verlag, 2022. in press.</mixed-citation><mixed-citation xml:lang="en">Nikiforov V.O., Gerasimov D.N. Adaptive Regulation: Reference Tracking and Disturbance Rejection. Springer-Verlag, 2022, in press.</mixed-citation></citation-alternatives></ref><ref id="cit20"><label>20</label><citation-alternatives><mixed-citation xml:lang="ru">Ioannou P.A., Sun J. Robust Adaptive Control. V. 1. Upper Saddle River, NJ: PTR Prentice-Hall, 1996. 825 p.</mixed-citation><mixed-citation xml:lang="en">Ioannou P.A., Sun J. Robust Adaptive Control. V. 1. Upper Saddle River, NJ, PTR Prentice-Hall, 1996, 825 p.org/10.1002/acs.3311</mixed-citation></citation-alternatives></ref></ref-list><fn-group><fn fn-type="conflict"><p>The authors declare that there are no conflicts of interest present.</p></fn></fn-group></back></article>
